HARVEY KEVIN 4
4 · PROOFPOINT INC · Filed Jul 12, 2021
Insider Transaction Report
Form 4
PROOFPOINT INCPFPT
HARVEY KEVIN
Director10% Owner
Transactions
- Award
Common Stock
2021-07-08+244→ 36,535 total - Award
Common Stock
2021-07-08+1,137→ 36,291 total
Holdings
- 234,464(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on July 8, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- [F2]Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 8, 2021. An additional 1/4th of the total number of shares will vest on each of September 30, 2021, December 31, 2021 and March 31, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- [F3]Shares are owned directly by Kevin R. Harvey's family trust.