SHAW DAVID E 4
4 · Schrodinger, Inc. · Filed Jul 16, 2021
Insider Transaction Report
Form 4
SHAW DAVID E
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2021-07-15$66.74/sh−44,228$2,951,870→ 6,200,953 total(indirect: By LLC) - Sale
Common Stock, par value $0.01 per share
2021-07-16$66.08/sh−3,177$209,938→ 6,191,926 total(indirect: By LLC) - Sale
Common Stock, par value $0.01 per share
2021-07-15$67.37/sh−5,850$394,141→ 6,195,103 total(indirect: By LLC) - Sale
Common Stock, par value $0.01 per share
2021-07-16$67.13/sh−23,713$1,591,839→ 6,168,213 total(indirect: By LLC) - Sale
Common Stock, par value $0.01 per share
2021-07-16$67.61/sh−2,110$142,648→ 6,166,103 total(indirect: By LLC) - Sale
Common Stock, par value $0.01 per share
2021-07-15$65.79/sh−9,280$610,493→ 6,245,181 total(indirect: By LLC)
Holdings
- 4,264(indirect: By LLC)
Common Stock, par value $0.01 per share
Footnotes (9)
- [F1]The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated May 13, 2021.
- [F2]This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.21 to $66.20, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.
- [F4]This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.21 to $67.20 inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $67.22 to $67.48, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $65.47 to $66.46, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F7]This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $66.48 to $67.47, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F8]This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $67.48 to $68.09, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F9]David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.