4//SEC Filing
Smith Robin L 4
Accession 0001209191-21-047512
CIK 0001752828other
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 9:17 PM ET
Size
9.0 KB
Accession
0001209191-21-047512
Insider Transaction Report
Form 4
Celularity IncCELU
Smith Robin L
Director
Transactions
- Award
Deferred Compensation Award (Right to Buy)
2021-07-16+269,007→ 269,007 totalExercise: $3.83Exp: 2031-07-16→ Class A Common Stock (269,007 underlying) - Award
Stock Option (Right to Buy)
2021-07-16+384,297→ 384,297 totalExercise: $3.70Exp: 2031-07-16→ Class A Common Stock (384,297 underlying)
Footnotes (3)
- [F1]This option shall vest and become exercisable in equal monthly installments over a period of four years from August 7, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date.
- [F2]Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc."
- [F3]This Deferred Compensation Award ("DCA") shall become exercisable solely upon the first to occur of: (i) the consummation of a change of control that is also a change in the ownership or effective control of the Issuer, or in the ownership of a substantial portion of the Issuer's assets, (ii) the Reporting Person's death or disability, or (iii) March 24, 2023, subject to the Reporting Person's continuous service with the Issuer on such date.
Documents
Issuer
Celularity Inc
CIK 0001752828
Entity typeother
Related Parties
1- filerCIK 0001365035
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 9:17 PM ET
- Size
- 9.0 KB