SMILEY KEITH R 4
4 · RPM INTERNATIONAL INC/DE/ · Filed Jul 23, 2021
Insider Transaction Report
Form 4
SMILEY KEITH R
VP-Finance & Controller
Transactions
- Award
Common Stock, $0.01 par value
2021-07-21+1,970→ 111,261 total - Award
Common Stock, $0.01 par value
2021-07-21+4,500→ 109,291 total - Tax Payment
Common Stock, $0.01 par value
2021-07-21$86.93/sh−589$51,202→ 110,672 total - Award
Common Stock, $0.01 par value
2021-07-21+167→ 104,791 total
Holdings
- 4,330(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (5)
- [F1]The reporting person was granted 167 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F2]The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F3]On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 589 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
- [F4]Includes an aggregate of 3,719 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 16,541 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 12,250 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F5]Approximate number of shares held as of July 21, 2021 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.