4//SEC Filing
Turner Nat 4
Accession 0001209191-21-048253
CIK 0001818331other
Filed
Jul 25, 8:00 PM ET
Accepted
Jul 26, 8:20 PM ET
Size
14.6 KB
Accession
0001209191-21-048253
Insider Transaction Report
Form 4
Turner Nat
Director
Transactions
- Conversion
Class B Common Stock
2021-07-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Award
Private Placement Warrants
2021-07-22$11.50/sh+166,666$1,916,659→ 166,666 total(indirect: By LLC)Exercise: $11.50→ Class A Common Stock (166,666 underlying) - Conversion
Class A Common Stock
2021-07-22+25,000→ 25,000 total
Footnotes (3)
- [F1]In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as CM Life Sciences, Inc. or "CMLS") and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), among other things, each share of CMLS's Class B common stock converted pursuant to the terms of such stock into shares of the Issuer's Class A Common Stock on a one-for-one basis.
- [F2]In connection with the consummation of the Business Combination, all of the private placement warrants of CMLS held by the Reporting Person, which previously entitled the Reporting Person to purchase one share of CMLS's Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of 12 months from the closing of CMLS's initial public offering or 30 days after the completion of an initial business combination of CMLS, were converted into private placement warrants of Issuer (each a "New Private Placement Warrant") simultaneously with the closing of the Business Combination, with each whole New Private Placement Warrant entitling the holder thereof to the right to purchase one share of Issuer's Class A Common Stock.
- [F3]The securities are held of record by NTWJ Holdings, LLC ("NTWJ"). Mr. Turner is a managing member of NTWJ. As such, Mr. Turner may be deemed to have beneficial ownership of such securities. Mr. Turner disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Issuer
Sema4 Holdings Corp.
CIK 0001818331
Entity typeother
Related Parties
1- filerCIK 0001822293
Filing Metadata
- Form type
- 4
- Filed
- Jul 25, 8:00 PM ET
- Accepted
- Jul 26, 8:20 PM ET
- Size
- 14.6 KB