BROWN J. CHAD 4
4 · NanoString Technologies Inc · Filed Aug 3, 2021
Insider Transaction Report
Form 4
BROWN J. CHAD
SVP, Sales & Marketing
Transactions
- Exercise/Conversion
Stock Options
2021-07-30−1,041→ 1,459 totalExercise: $6.80Exp: 2028-02-05→ Common Stock (1,041 underlying) - Sale
Common Stock
2021-07-30$62.64/sh−3,951$247,491→ 0 total - Exercise/Conversion
Stock Options
2021-07-30−6,251→ 0 totalExercise: $16.35Exp: 2027-07-04→ Common Stock (6,251 underlying) - Exercise/Conversion
Common Stock
2021-07-30$23.24/sh+3,814$88,637→ 11,106 total - Exercise/Conversion
Common Stock
2021-07-30$16.35/sh+6,251$102,204→ 6,251 total - Exercise/Conversion
Common Stock
2021-07-30$6.80/sh+1,041$7,079→ 7,292 total - Sale
Common Stock
2021-07-30$61.79/sh−7,155$442,107→ 3,951 total - Exercise/Conversion
Stock Options
2021-07-30−3,814→ 12,709 totalExercise: $23.34Exp: 2029-03-25→ Common Stock (3,814 underlying)
Footnotes (6)
- [F1]The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2021.
- [F2]"Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $61.25 to $62.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]"Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $62.26 to $63.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F4]25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date.
- [F5]1/48 of the shares subject to such option shall vest on the one-month anniversary of February 6, 2018 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
- [F6]1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.