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4//SEC Filing

VIERLING JOHN 4

Accession 0001209191-21-049973

CIK 0001300699other
View on SEC.govCompany Profile

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 4:58 PM ET

Size

12.3 KB

Accession

0001209191-21-049973

Insider Transaction Report

Form 4
Period: 2021-08-03
Athenex, Inc.ATNX
VIERLING JOHN
Director
Transactions
  • Award

    Stock Option (Right to Buy)

    2021-08-03+7,500→ 7,500 total
    Exercise: $3.80Exp: 2031-08-03→ Common Stock (7,500 underlying)
  • Award

    Restricted Stock Units

    2021-08-03+7,500→ 7,500 total
    → Common Stock (7,500 underlying)
Holdings

  • Common Stock

    3,750

  • Stock Option (Right to Buy)

    Exercise: $11.49Exp: 2029-04-03→ Common Stock (2,500 underlying)
    2,500

  • Stock Option (Right to Buy)

    Exercise: $12.06Exp: 2029-04-01→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (Right to Buy)

    Exercise: $12.45Exp: 2030-06-05→ Common Stock (12,500 underlying)
    12,500
Footnotes (6)
  • [F1]This option vests in four equal annual installments beginning on April 1, 2020.
  • [F2]This option vests in four equal annual installments beginning on April 3, 2020.
  • [F3]This option vests in four equal annual installments beginning on June 5, 2021.
  • [F4]This option vests on August 3, 2022.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of stock.
  • [F6]The restricted stock units vest on August 3, 2022.

Documents

1 file

Issuer

Athenex, Inc.

CIK 0001300699

→
Entity typeother

Related Parties

1
  • filerCIK 0001191859

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 4:58 PM ET
Size
12.3 KB
View on SEC.gov