4//SEC Filing
Pedder Simon 4
Accession 0001209191-21-049982
CIK 0001300699other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:07 PM ET
Size
16.2 KB
Accession
0001209191-21-049982
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Pedder Simon
See Remarks.
Transactions
- Award
Stock Option (Right to Buy)
2021-08-03+30,000→ 30,000 totalExercise: $3.80Exp: 2031-08-05→ Common Stock (30,000 underlying) - Award
Restricted Stock Units
2021-08-03+30,000→ 30,000 total→ Common Stock (30,000 underlying)
Holdings
- 5,310
Common Stock
- 20,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2017-05-13Exp: 2023-05-13→ Common Stock (20,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $9.00From: 2020-02-28Exp: 2026-02-28→ Common Stock (100,000 underlying) - 130,000
Stock Option (Right to Buy)
Exercise: $11.00From: 2021-06-13Exp: 2027-06-13→ Common Stock (130,000 underlying) - 60,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (60,000 underlying) - 60,000
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (60,000 underlying) - 60,000
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (60,000 underlying)
Footnotes (6)
- [F1]This option vests in four equal annual installments beginning on March 27, 2019.
- [F2]This option vests in four equal annual installments beginning on February 28, 2020.
- [F3]This option vests in four equal annual installments beginning on June 5, 2021.
- [F4]This option vests in four equal annual installments beginning on August 3, 2022.
- [F5]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F6]The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001316736
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 5:07 PM ET
- Size
- 16.2 KB