4/A//SEC Filing
SORENSON CAPITAL PARTNERS III, LP 4/A
Accession 0001209191-21-050805
CIK 0001845022other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 3:50 PM ET
Size
23.8 KB
Accession
0001209191-21-050805
Insider Transaction Report
Form 4/AAmended
Couchbase, Inc.BASE
SORENSON CAPITAL PARTNERS III, LP
10% Owner
Transactions
- Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying) - Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)
SORENSON CAPITAL PARTNERS III-A, LP
10% Owner
Transactions
- Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying) - Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)
SORENSON CAPITAL PARTNERS III-B, LP
10% Owner
Transactions
- Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.) - Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying)
Transactions
- Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying) - Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying)
SORENSON CAPITAL ASSOCIATES III, LP
10% Owner
Transactions
- Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying) - Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)
WEST RIM CAPITAL ADVISORS LP
10% Owner
Transactions
- Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying)
WEST RIM CAPITAL ADVISORS LLC
10% Owner
Transactions
- Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.) - Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying)
SCP COUCHBASE ACQUISITION L.L.C.
10% Owner
Transactions
- Conversion
Common Stock
2021-07-26+3,248,392→ 3,406,128 total(indirect: By: SCP Couchbase Acquisition, L.L.C.) - Conversion
Series G Preferred Stock
2021-07-26−1,024,048→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (1,092,385 underlying) - Conversion
Series F Preferred Stock
2021-07-26−2,156,007→ 0 total(indirect: By: SCP Couchbase Acquisition, L.L.C.)→ Common Stock (2,156,007 underlying)
Footnotes (3)
- [F1]Immediately prior to the completion of the Issuer's initial public offering, each share of Series F Preferred Stock is convertible into shares of the Issuer's Common Stock, par value $0.00001 per share, on a one-for-one basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, each share of Series G Preferred Stock is convertible into shares of the Issuer's Common Stock, par value $0.00001 per share, on a 1.06673317089756-for-one basis and has no expiration date.
- [F2]Sorenson Capital Partners III, LP ("SCP III"), Sorenson Capital Partners III-A, LP ("SCP III-A"), Sorenson Capital Partners III-B, LP ("SCP III-B") and Sorensen Capital Investment Partner III, LP ("SCIP III") are the members of SCP Couchbase Acquisition L.L.C. Sorenson Capital Associates III, LP ("SCA III") is the general partner of each of SCP III, SCP III-A and SCP III-B. West Rim Capital Advisors, LP ("West Rim Capital LP") is the general partner of SCIP III. West Rim Capital Advisors, LLC ("West Rim Capital") is the general partner of each of SCA III and West Rim Capital LP. Rob Rueckert is a member of the Issuer's board of directors and the president of SCP Couchbase Acquisition, L.L.C. Each of Mark Ludwig, Ron Mika, Rob Rueckert and Luke Sorenson are partners of West Rim Capital and therefore may be deemed to have shared voting and dispositive power with respect to the shares held by SCP Couchbase Acquisition L.L.C.
- [F3](continuation of FN 2): Each of the foregoing entities and individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. The address for each of the Sorenson entities listed above is 3400 Ashton Boulevard #400, Lehi, Utah 84043.
Documents
Issuer
Couchbase, Inc.
CIK 0001845022
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001593258
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 3:50 PM ET
- Size
- 23.8 KB