Paul Robert 4
4 · Alector, Inc. · Filed Aug 11, 2021
Insider Transaction Report
Form 4
Alector, Inc.ALEC
Paul Robert
Chief Medical Officer
Transactions
- Exercise/Conversion
Common Stock
2021-08-09$8.16/sh+9,691$79,079→ 244,010 total - Exercise/Conversion
Common Stock
2021-08-09$17.15/sh+4,525$77,604→ 257,269 total - Sale
Common Stock
2021-08-09$27.17/sh−22,650$615,430→ 234,619 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-08-09−9,691→ 81,000 totalExercise: $8.16Exp: 2028-07-02→ Common Stock (9,691 underlying) - Exercise/Conversion
Common Stock
2021-08-09$10.14/sh+8,734$88,563→ 252,744 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-08-09−8,734→ 31,250 totalExercise: $10.14Exp: 2028-11-06→ Common Stock (8,734 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2021-08-09−4,525→ 84,450 totalExercise: $17.15Exp: 2029-11-06→ Common Stock (4,525 underlying) - Sale
Common Stock
2021-08-09$27.79/sh−300$8,337→ 234,319 total
Footnotes (6)
- [F1]The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.71 to $27.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.71 to $27.83, inclusive.
- [F4]Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.
- [F5]One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the shares subject vest monthly thereafter.
- [F6]Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.