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4//SEC Filing

Paul Robert 4

Accession 0001209191-21-050979

CIK 0001653087other

View on SEC.gov Company Profile

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 6:23 PM ET

Size

18.8 KB

Accession

0001209191-21-050979

Insider Transaction Report

Form 4

Period: 2021-08-09

Alector, Inc.ALEC

Chief Medical Officer

Transactions

Exercise/Conversion
Common Stock
2021-08-09$8.16/sh+9,691$79,079→ 244,010 total
Exercise/Conversion
Common Stock
2021-08-09$17.15/sh+4,525$77,604→ 257,269 total
Sale
Common Stock
2021-08-09$27.17/sh−22,650$615,430→ 234,619 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-08-09−9,691→ 81,000 total
Exercise: $8.16Exp: 2028-07-02→ Common Stock (9,691 underlying)
Exercise/Conversion
Common Stock
2021-08-09$10.14/sh+8,734$88,563→ 252,744 total
Exercise/Conversion
Employee Stock Option (right to buy)
2021-08-09−8,734→ 31,250 total
Exercise: $10.14Exp: 2028-11-06→ Common Stock (8,734 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2021-08-09−4,525→ 84,450 total
Exercise: $17.15Exp: 2029-11-06→ Common Stock (4,525 underlying)
Sale
Common Stock
2021-08-09$27.79/sh−300$8,337→ 234,319 total

Footnotes (6)

[F1]The sales reported by the reporting person were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2020.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.71 to $27.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.71 to $27.83, inclusive.
[F4]Shares subject to the option vest in 48 equal monthly installments beginning on August 2, 2018.
[F5]One-fourth of the total number of shares subject to the option grant vested on November 1, 2019, and an additional 1/48th of the shares subject vest monthly thereafter.
[F6]Shares subject to the option vest in 48 equal monthly installments beginning on December 6, 2019.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Alector, Inc.

CIK 0001653087

Entity typeother

Related Parties

1

filerCIK 0001757964

Filing Metadata

Form type: 4
Filed: Aug 10, 8:00 PM ET
Accepted: Aug 11, 6:23 PM ET
Size: 18.8 KB

View on SEC.gov