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4//SEC Filing

Royan Ajay 4

Accession 0001209191-21-051299

CIK 0001832038other

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 9:27 PM ET

Size

14.6 KB

Accession

0001209191-21-051299

Insider Transaction Report

Form 4
Period: 2021-08-10
Royan Ajay
Director
Transactions
  • Conversion

    Common Stock

    2021-08-10+9,244,5809,244,580 total(indirect: See Footnote)
  • Conversion

    Series A Preferred Stock

    2021-08-101,250,0000 total(indirect: See Footnote)
    Common Stock (6,250,000 underlying)
  • Conversion

    Series B Preferred Stock

    2021-08-10176,3040 total(indirect: See Footnote)
    Common Stock (881,520 underlying)
  • Conversion

    Series C Preferred Stock

    2021-08-10422,6120 total(indirect: See Footnote)
    Common Stock (2,113,060 underlying)
  • Purchase

    Common Stock

    2021-08-10$17.00/sh+1,997,000$33,949,00011,241,580 total(indirect: See Footnote)
Footnotes (2)
  • [F1]Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock automatically converted, without payment of additional consideration, into 5 shares of Common Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock and had no expiration date.
  • [F2]These shares are held of record by Mithril II LP ("II LP"). Mithril II UGP LLC ("UGP II") is the general partner of Mithril II GP LP ("GP II") and GP II is the general partner of II LP. The Reporting Person, a member of the Issuer's board of directors, is the sole managing member of UGP II and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by II LP. The Reporting Person is one of two members of the investment committee of GP II. The investment committee makes all investment decisions with respect to shares held by II LP and may be deemed to have shared voting, investment and dispositive power with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares held by II LP, except to the extent of the Reporting Person's pecuniary interest therein, if any.

Issuer

Adagio Therapeutics, Inc.

CIK 0001832038

Entity typeother

Related Parties

1
  • filerCIK 0001875614

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 9:27 PM ET
Size
14.6 KB