Gesten Samuel J 4

4 · STAAR SURGICAL CO · Filed Aug 13, 2021

Form 4

Period: 2021-08-12

VP, General Counsel

Transactions

Exercise/Conversion
Common Stock
2021-08-12$16.15/sh+6,667$107,672→ 49,250 total
Exercise/Conversion
Common Stock
2021-08-12$27.53/sh+7,156$197,005→ 72,266 total
Sale
Common Stock
2021-08-12$134.71/sh−29,682$3,998,462→ 42,583 total
Exercise/Conversion
Common Stock Options
2021-08-12−6,667→ 0 total
Exercise: $16.15From: 2019-03-15Exp: 2028-03-14→ Common Stock (6,667 underlying)
Exercise/Conversion
Common Stock Options
2021-08-12−11,364→ 5,682 total
Exercise: $35.98From: 2020-03-14Exp: 2029-03-13→ Common Stock (11,364 underlying)
Exercise/Conversion
Common Stock
2021-08-12$35.98/sh+11,364$408,877→ 65,110 total
Exercise/Conversion
Common Stock Options
2021-08-12−4,495→ 0 total
Exercise: $29.80From: 2019-06-14Exp: 2028-06-13→ Common Stock (4,495 underlying)
Exercise/Conversion
Common Stock Options
2021-08-12−7,156→ 8,946 total
Exercise: $27.53From: 2021-03-20Exp: 2030-03-19→ Common Stock (7,156 underlying)
Exercise/Conversion
Common Stock
2021-08-12$29.80/sh+4,495$133,951→ 53,746 total

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.58 to $137.35 inclusive.
[F2]The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.
[F3]The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

Documents

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