LANNETT CO INC·5

Aug 17, 4:44 PM ET

FARBER JEFFREY 5

5 · LANNETT CO INC · Filed Aug 17, 2021

Insider Transaction Report

Form 5
Period: 2021-06-30
Transactions
  • Other

    Common Stock

    2021-05-0538,0000 total(indirect: By LLC)
  • Other

    Common Stock

    2021-02-10+320,0002,026,635 total
  • Other

    Common Stock

    2021-05-05+19,0002,045,635 total
  • Award

    Common Stock

    2020-09-01+38,9861,706,635 total
  • Purchase

    Common Stock

    2021-05-28$4.37/sh+10,000$43,7002,055,635 total
  • Will/Inheritance

    Common Stock

    2020-08-14+38,1251,667,649 total
  • Other

    Common Stock

    2021-02-10320,000250,919 total(indirect: 2019 GRAT)
Holdings
  • Common Stock

    (indirect: By LLC)
    528,122
  • Common Stock

    (indirect: By Foundation)
    30,000
  • Common Stock

    (indirect: By Foundation)
    994,412
  • Common Stock

    (indirect: 2020 GRAT)
    300,000
  • Common Stock

    (indirect: By Children)
    73,408
  • Common Stock

    (indirect: Jeffrey Farber, Joint Custodian)
    17,279
Footnotes (8)
  • [F1]On August 14, 2020, the Audrey Farber Roth IRA transferred 38,128 shares to Jeffrey Farber's IRA.
  • [F2]This transaction represents an acquisition of shares for no value as part of the settlement of an estate by will.
  • [F3]Represents restricted stock awards that vested in full on September 1, 2020, which were previously reported on a Form 4 filed on September 3, 2020
  • [F4]On February 10, 2021, the 2019 GRAT transferred 320,000 shares to Jeffrey Farber's Trust.
  • [F5]This transaction represents a transfer for no value by the Reporting Person.
  • [F6]Jeffrey Farber disclaims beneficial ownership of these shares.
  • [F7]On May 5, 2021, the Farber Investment LLC transferred 19,000 shares to Jeffrey Farber's Trust and 19,000 shares to David Farber's Trust.
  • [F8]Represents shares purchased on the open market on May 28, 2021, which were previously reported on a Form 4 filed June 1, 2021

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION