Home/Filings/4/0001209191-21-052960
4//SEC Filing

Dunn Michael R 4

Accession 0001209191-21-052960

CIK 0001519401other

Filed

Aug 22, 8:00 PM ET

Accepted

Aug 23, 4:28 PM ET

Size

16.8 KB

Accession

0001209191-21-052960

Insider Transaction Report

Form 4
Period: 2021-08-19
Dunn Michael R
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Common Stock

    2021-08-19$55.06/sh30,614$1,685,607102,248 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-08-1910,0000 total
    Exercise: $15.06Exp: 2025-03-11Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2021-08-19$17.08/sh+18,000$307,440132,862 total
  • Exercise/Conversion

    Common Stock

    2021-08-19$15.06/sh+10,000$150,60093,170 total
  • Exercise/Conversion

    Common Stock

    2021-08-19$14.75/sh+21,692$319,957114,862 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-08-1921,6920 total
    Exercise: $14.75From: 2017-12-31Exp: 2025-04-22Common Stock (71,692 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2021-08-1918,00049,174 total
    Exercise: $17.08Exp: 2026-03-29Common Stock (67,174 underlying)
Footnotes (4)
  • [F1]Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on August 19, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
  • [F2]Represents the closing market price of the issuer's common stock at the time of the option exercises on August 19, 2021.
  • [F3]The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable.
  • [F4]The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.

Issuer

Regional Management Corp.

CIK 0001519401

Entity typeother

Related Parties

1
  • filerCIK 0001334037

Filing Metadata

Form type
4
Filed
Aug 22, 8:00 PM ET
Accepted
Aug 23, 4:28 PM ET
Size
16.8 KB