CRYO CELL INTERNATIONAL INC·4

Aug 26, 5:05 PM ET

Portnoy Mark L. 4

4 · CRYO CELL INTERNATIONAL INC · Filed Aug 26, 2021

Insider Transaction Report

Form 4
Period: 2021-08-24
Portnoy Mark L.
DirectorCo-CEO10% Owner
Transactions
  • Tax Payment

    Common Stock

    2021-08-24$10.50/sh25,500$267,750762,014 total
  • Exercise/Conversion

    Common Stock

    2021-08-24$2.90/sh+67,816$196,666787,514 total
  • Exercise/Conversion

    Stock Option

    2021-08-24$2.90/sh67,816$196,6660 total
    Exercise: $2.90From: 2011-08-31Exp: 2021-08-31Common Stock (67,816 underlying)
Holdings
  • Stock Option

    Exercise: $7.28From: 2019-12-20Exp: 2029-12-20Common Stock (20,000 underlying)
    20,000
  • Common Stock

    (indirect: By 401(k))
    42,266
  • Common Stock

    (indirect: By Partnership)
    71,529
  • Stock Option

    Exercise: $3.14From: 2016-04-15Exp: 2026-04-15Common Stock (59,459 underlying)
    59,459
  • Stock Option

    Exercise: $7.92From: 2018-03-08Exp: 2028-03-08Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $7.53From: 2019-08-30Exp: 2029-08-30Common Stock (22,222 underlying)
    22,222
Footnotes (3)
  • [F1]Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
  • [F2]Shares of common stock were withheld by the Company as payment for the exercise price of the common stock and associated tax liabilities.
  • [F3]Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION