⌘K

Login Start Free

Home/Filings/4/0001209191-21-053532

4//SEC Filing

Smith David Donnan 4

Accession 0001209191-21-053532

CIK 0000056701other

View on SEC.gov Company Profile

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 6:11 PM ET

Size

28.8 KB

Accession

0001209191-21-053532

Insider Transaction Report

Form 4

Period: 2021-08-24

Smith David Donnan

EVP, Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2021-08-24$2.63/sh+10,000$26,300→ 20,000 total
Exercise/Conversion
Common Stock
2021-08-24$1.73/sh+10,000$17,300→ 110,000 total
Exercise/Conversion
Common Stock
2021-08-24$3.00/sh+48,000$144,000→ 68,000 total
Exercise/Conversion
Common Stock
2021-08-24$2.57/sh+22,000$56,540→ 90,000 total
Exercise/Conversion
Common Stock
2021-08-24$2.20/sh+10,000$22,000→ 100,000 total
Sale
Common Stock
2021-08-24$17.64/sh−110,000$1,940,400→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 30,000 total
Exercise: $1.97Exp: 2029-07-24→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 30,000 total
Exercise: $2.63Exp: 2028-10-10→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−48,000→ 0 total
Exercise: $3.00Exp: 2024-07-23→ Common Stock (48,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 40,000 total
Exercise: $1.73Exp: 2030-07-22→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2021-08-24$1.97/sh+10,000$19,700→ 10,000 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−22,000→ 0 total
Exercise: $2.57Exp: 2025-07-29→ Common Stock (22,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 0 total
Exercise: $2.20Exp: 2026-07-27→ Common Stock (10,000 underlying)

Holdings

Common Stock
(indirect: ESOP)
31

Footnotes (7)

[F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]This option vests in five equal annual installments beginning on July 24, 2020.
[F3]This option vests in five equal annual installments beginning on October 10, 2019.
[F4]This option vested in five equal annual installments beginning on July 23, 2015.
[F5]This option vested in five equal annual installments beginning on July 29, 2016.
[F6]This option vested in five equal annual installments beginning on July 27, 2017.
[F7]This option vests in five equal annual installments beginning on July 22, 2021.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

KOSS CORP

CIK 0000056701

Entity typeother

Related Parties

1

filerCIK 0001484415

Filing Metadata

Form type: 4
Filed: Aug 25, 8:00 PM ET
Accepted: Aug 26, 6:11 PM ET
Size: 28.8 KB

View on SEC.gov