Smith David Donnan 4

4 · KOSS CORP · Filed Aug 26, 2021

Form 4

Period: 2021-08-24

EVP, Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2021-08-24$2.63/sh+10,000$26,300→ 20,000 total
Exercise/Conversion
Common Stock
2021-08-24$1.73/sh+10,000$17,300→ 110,000 total
Exercise/Conversion
Common Stock
2021-08-24$3.00/sh+48,000$144,000→ 68,000 total
Exercise/Conversion
Common Stock
2021-08-24$2.57/sh+22,000$56,540→ 90,000 total
Exercise/Conversion
Common Stock
2021-08-24$2.20/sh+10,000$22,000→ 100,000 total
Sale
Common Stock
2021-08-24$17.64/sh−110,000$1,940,400→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 30,000 total
Exercise: $1.97Exp: 2029-07-24→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 30,000 total
Exercise: $2.63Exp: 2028-10-10→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−48,000→ 0 total
Exercise: $3.00Exp: 2024-07-23→ Common Stock (48,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 40,000 total
Exercise: $1.73Exp: 2030-07-22→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2021-08-24$1.97/sh+10,000$19,700→ 10,000 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−22,000→ 0 total
Exercise: $2.57Exp: 2025-07-29→ Common Stock (22,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-08-24−10,000→ 0 total
Exercise: $2.20Exp: 2026-07-27→ Common Stock (10,000 underlying)

Holdings

Footnotes (7)

[F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]This option vests in five equal annual installments beginning on July 24, 2020.
[F3]This option vests in five equal annual installments beginning on October 10, 2019.
[F4]This option vested in five equal annual installments beginning on July 23, 2015.
[F5]This option vested in five equal annual installments beginning on July 29, 2016.
[F6]This option vested in five equal annual installments beginning on July 27, 2017.
[F7]This option vests in five equal annual installments beginning on July 22, 2021.

Documents

1 file