Home/Filings/4/0001209191-21-053949
4//SEC Filing

DIXON DONALD R 4

Accession 0001209191-21-053949

CIK 0001777946other

Filed

Aug 29, 8:00 PM ET

Accepted

Aug 30, 7:32 PM ET

Size

23.3 KB

Accession

0001209191-21-053949

Insider Transaction Report

Form 4
Period: 2021-08-26
DIXON DONALD R
Director10% Owner
Transactions
  • Award

    Common Stock

    2021-08-26+748,221748,221 total(indirect: By ForgePoint Cyber Co-Investors I-B, L.P.)
  • Award

    Common Stock

    2021-08-26$10.00/sh+200,000$2,000,0004,683,686 total(indirect: By ForgePoint Cybersecurity Fund I, L.P.)
  • Award

    Common Stock

    2021-08-26+244,232244,232 total
  • Award

    Common Stock

    2021-08-26+52,13552,135 total(indirect: By ForgePoint Cyber Affilates Fund I, L.P.)
  • Award

    Common Stock

    2021-08-26+2,246,4962,246,496 total(indirect: By ForgePoint Cyber Co-Investors I,, L.P.)
  • Award

    Common Stock

    2021-08-26+1,965,4741,965,474 total(indirect: By ForgePoint Cyber Co-Investors I-C, L.P.)
  • Award

    Common Stock

    2021-08-26+266,539266,539 total(indirect: By ForgePoint Cyber Co-Investors I-E, L.P.)
  • Award

    Common Stock

    2021-08-26+4,483,6864,483,686 total(indirect: By ForgePoint CyberSecurity Fund I, L.P.)
  • Award

    Common Stock

    2021-08-26$10.00/sh+100,000$1,000,000100,000 total(indirect: By Trust)
Footnotes (12)
  • [F1]Received on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination").
  • [F10]ForgePoint Cyber Co-Investors I-E, L.P. may also receive, as additional merger consideration, 3,754 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.
  • [F11]ForgePoint CyberSecurity Fund I L.P.may also receive, as additional merger consideration, 63,153 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.
  • [F12]The Reporting Person and his spouse are co-trustees of this trust.
  • [F2]The Reporting Person may also receive, as additional merger consideration, 3,440 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.
  • [F3]Received in the Business Combination in exchange for 300,000 shares of IronNet Cybersecurity, Inc.
  • [F4]Received in the Business Combination in exchange for an aggregate of 11,991,730 shares of IronNet Cybersecurity, Inc. held by ForgePoint Cyber Affiliates Fund I, L.P., ForgePoint Cyber Co-Investors I, L.P., ForgePoint Cyber Co-Investors I-B, L.P., ForgePoint Cyber Co-Investors I-C, L.P., ForgePoint Cyber Co-Investors I-E, L.P. and ForgePoint Cybersecurity Fund I, L.P. (together, the "Funds") on an as-converted to common stock basis.
  • [F5]The Reporting Person and Alberto Yepez are the managing members of ForgePoint Cybersecurity GP-1, LLC, which is the general partner of each of the Funds and exercise shared voting, investment and dispositive rights with respect to the shares of stock held by each of the Funds. The Reporting Person disclaims beneficial ownership of the shares of stock held by each of the Funds except to the extent of his pecuniary interest therein.
  • [F6]ForgePoint Cyber Affiliates Fund I, L.P. may also receive, as additional merger consideration, 734 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.
  • [F7]ForgePoint Cyber Co-Investors I, L.P. may also receive, as additional merger consideration, 31,642 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.
  • [F8]ForgePoint Cyber Co-Investors I-B, L.P. may also receive, as additional merger consideration, 10,539 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.
  • [F9]ForgePoint Cyber Co-Investors I-C, L.P. may also receive, as additional merger consideration, 27,684 shares of the Issuer's common stock if the volume weighted average share price of the Issuer's common stock equals or exceeds $13.00 for ten consecutive days during the two year period following the closing of the Business Combination.

Issuer

IronNet, Inc.

CIK 0001777946

Entity typeother

Related Parties

1
  • filerCIK 0001045434

Filing Metadata

Form type
4
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 7:32 PM ET
Size
23.3 KB