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4//SEC Filing

SILBER ALLAN C 4

Accession 0001209191-21-054120

CIK 0000849145other

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 5:31 PM ET

Size

11.1 KB

Accession

0001209191-21-054120

Insider Transaction Report

Form 4
Period: 2021-08-27
SILBER ALLAN C
DirectorPresident
Transactions
  • Sale

    Common Stock

    2021-08-31$2.12/sh15,274$32,3813,251,763 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-08-27$2.11/sh49,346$104,1203,273,518 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-08-30$2.23/sh6,481$14,4533,267,037 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By Spouse)
    47,968
  • Common Stock

    374,697
Footnotes (5)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
  • [F2]Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive.
  • [F5]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Issuer

Heritage Global Inc.

CIK 0000849145

Entity typeother

Related Parties

1
  • filerCIK 0001009161

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:31 PM ET
Size
11.1 KB