SILBER ALLAN C 4
4 · Heritage Global Inc. · Filed Aug 31, 2021
Insider Transaction Report
Form 4
SILBER ALLAN C
DirectorPresident
Transactions
- Sale
Common Stock
2021-08-31$2.12/sh−15,274$32,381→ 3,251,763 total(indirect: By LLC) - Sale
Common Stock
2021-08-27$2.11/sh−49,346$104,120→ 3,273,518 total(indirect: By LLC) - Sale
Common Stock
2021-08-30$2.23/sh−6,481$14,453→ 3,267,037 total(indirect: By LLC)
Holdings
- 47,968(indirect: By Spouse)
Common Stock
- 374,697
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
- [F2]Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive.
- [F5]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.