KOSS CORP·4

Sep 2, 4:05 PM ET

KOSS JOHN C JR 4

4 · KOSS CORP · Filed Sep 2, 2021

Insider Transaction Report

Form 4
Period: 2021-08-31
KOSS JOHN C JR
Vice President - Sales
Transactions
  • Exercise/Conversion

    Common Stock

    2021-08-31$1.90/sh+10,000$19,000161,028 total
  • Sale

    Common Stock

    2021-08-31$18.38/sh10,000$183,800151,028 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-08-3110,00075,000 total
    Exercise: $1.90Exp: 2025-07-22Common Stock (10,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    707,949
  • Common Stock

    (indirect: By Trust)
    1,000,885
  • Common Stock

    (indirect: ESOP)
    119,148
Footnotes (3)
  • [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION