Home/Filings/4/0001209191-21-054825
4//SEC Filing

Postma Robert W 4

Accession 0001209191-21-054825

CIK 0001107421other

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 5:22 PM ET

Size

7.5 KB

Accession

0001209191-21-054825

Insider Transaction Report

Form 4
Period: 2021-09-02
Transactions
  • Purchase

    Common Stock

    2021-09-02$1.73/sh+20,508$35,4791,201,870 total
  • Purchase

    Common Stock

    2021-09-02$1.73/sh+54,492$94,2714,250,000 total(indirect: See footnote)
Holdings
  • Common Stock

    (indirect: By Spouse)
    3,574
Footnotes (2)
  • [F1]Includes 946,970 shares of common stock underlying the Units. The Reporting Person purchased 946,970 units of the Issuer (the "Units") for $2.64 per Unit in a private placement transaction with the Issuer. Each Unit consists of one share of common stock and a warrant to acquire one share of common stock.
  • [F2]The shares are directly held by WaterMill Asset Management Corp. ("WaterMill"). The Reporting Person serves as the principal of WaterMill.

Issuer

ZIOPHARM ONCOLOGY INC

CIK 0001107421

Entity typeother

Related Parties

1
  • filerCIK 0001827847

Filing Metadata

Form type
4
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 5:22 PM ET
Size
7.5 KB