Hank Albert W. 4

4 · BBQ HOLDINGS, INC. · Filed Sep 7, 2021

Form 4

Period: 2021-09-02

Chief Operating Officer

Transactions

Tax Payment
Common Stock
2021-09-02$13.96/sh−3,206$44,756→ 17,244 total
Exercise/Conversion
Common Stock
2021-09-02$5.34/sh+5,824$31,100→ 8,541 total
Exercise/Conversion
Common Stock
2021-09-02$3.27/sh+10,000$32,700→ 23,949 total
Exercise/Conversion
Stock Option
2021-09-02−5,824→ 4,176 total
Exercise: $5.34Exp: 2029-04-29→ Common Stock (5,824 underlying)
Exercise/Conversion
Stock Options
2021-09-02−10,000→ 10,000 total
Exercise: $3.27Exp: 2030-07-07→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2021-09-02$3.96/sh+5,408$21,416→ 13,949 total
Tax Payment
Common Stock
2021-09-02$14.09/sh−11,832$166,713→ 12,177 total
Exercise/Conversion
Common Stock
2021-09-02+8,333→ 20,450 total
Exercise/Conversion
Stock Option
2021-09-02−5,408→ 4,592 total
Exercise: $3.96Exp: 2029-06-24→ Common Stock (5,408 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-09-02−8,333→ 16,667 total
Exercise: $0.00→ Common Stock (8,333 underlying)

Footnotes (6)

[F1]Represents shares surrendered for payment of exercise price.
[F2]Represents shares surrendered to the Company for payment of taxes
[F3]Restricted stock units convert into common stock on a one for one basis.
[F4]Option vests monthly over 48 months from date of grant.
[F5]Option vests annually over two years.
[F6]On September 2, 2020, the reporting person was granted 25,000 restricted stock units, vesting in three equal annual installments, upon the Company's stock price equaling or exceeding $8.50 per share on the applicable vesting date.

Documents

1 file