Home/Filings/4/0001209191-21-055128
4//SEC Filing

Fitz Steven D 4

Accession 0001209191-21-055128

CIK 0001643269other

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 4:05 PM ET

Size

14.9 KB

Accession

0001209191-21-055128

Insider Transaction Report

Form 4
Period: 2021-09-03
Fitz Steven D
Chief Revenue Officer
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-09-031,500639,229 total
    Exercise: $1.92Exp: 2026-12-05Common Stock (1,500 underlying)
  • Sale

    Common Stock

    2021-09-03$22.00/sh1,500$33,000205,940 total
  • Exercise/Conversion

    tock Option (right to buy)

    2021-09-0728,500610,729 total
    Exercise: $1.92Exp: 2026-12-05Common Stock (28,500 underlying)
  • Sale

    Common Stock

    2021-09-07$22.01/sh28,500$627,200205,940 total
  • Exercise/Conversion

    Common Stock

    2021-09-03$1.92/sh+1,500$2,880207,440 total
  • Exercise/Conversion

    Common Stock

    2021-09-07$1.92/sh+28,500$54,720234,440 total
Footnotes (4)
  • [F1]Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
  • [F3]This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  • [F4]The shares underlying this option vested as to 1/4th of the total shares on November 5, 2019 with 1/48th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.

Issuer

Sumo Logic, Inc.

CIK 0001643269

Entity typeother

Related Parties

1
  • filerCIK 0001398231

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 4:05 PM ET
Size
14.9 KB