4//SEC Filing
WU JINN 4
Accession 0001209191-21-055961
CIK 0001300699other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 5:05 PM ET
Size
17.5 KB
Accession
0001209191-21-055961
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
WU JINN
Director
Transactions
- Purchase
Common Stock
2021-09-14$3.22/sh+50,000$161,000→ 403,208 total
Holdings
- 15,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (15,000 underlying) - 7,500
Stock Option (Right to Buy)
Exercise: $3.80Exp: 2031-08-03→ Common Stock (7,500 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2013-01-02Exp: 2023-01-02→ Common Stock (40,000 underlying) - 96,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2017-03-20Exp: 2025-03-20→ Common Stock (96,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $4.55From: 2014-02-12Exp: 2024-02-12→ Common Stock (10,000 underlying) - 54,000
Stock Option (Right to Buy)
Exercise: $5.50From: 2015-02-05Exp: 2025-02-05→ Common Stock (54,000 underlying) - 16,500
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (16,500 underlying) - 12,500
Stock Option (Right to Buy)
Exercise: $12.45Exp: 2030-06-05→ Common Stock (12,500 underlying) - 7,500
Restricted Stock Units
→ Common Stock (7,500 underlying) - 28,500
Stock Option (Right to Buy)
Exercise: $11.00From: 2021-06-13Exp: 2027-06-13→ Common Stock (28,500 underlying)
Footnotes (6)
- [F1]This option vests in four equal annual installments beginning on March 27, 2019.
- [F2]This option vests in four equal annual installments beginning on February 28, 2020.
- [F3]This option vests in four equal annual installments beginning on June 5, 2021.
- [F4]This option vests on August 3, 2022.
- [F5]Each restricted stock unit represents a contingent right to receive one share of stock.
- [F6]The restricted stock units vest on August 3, 2022.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001314254
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 5:05 PM ET
- Size
- 17.5 KB