Hollison Mick 4
4 · Cloudera, Inc. · Filed Sep 16, 2021
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Hollison Mick
President
Transactions
- Tax Payment
Common Stock
2021-09-15$15.93/sh−41,125$655,121→ 178,345 total - Exercise/Conversion
Restricted Stock Unit
2021-09-15−20,491→ 102,460 total→ Common Stock (20,491 underlying) - Exercise/Conversion
Restricted Stock Unit
2021-09-15−42,668→ 256,004 total→ Common Stock (42,668 underlying) - Exercise/Conversion
Common Stock
2021-09-15+3,500→ 131,054 total - Exercise/Conversion
Common Stock
2021-09-15+42,668→ 194,213 total - Exercise/Conversion
Common Stock
2021-09-15+25,257→ 219,470 total - Exercise/Conversion
Restricted Stock Unit
2021-09-15−3,500→ 7,000 total→ Common Stock (3,500 underlying) - Exercise/Conversion
Common Stock
2021-09-15+20,491→ 151,545 total - Exercise/Conversion
Restricted Stock Unit
2021-09-15−25,257→ 227,310 total→ Common Stock (25,257 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F3]The RSUs will vest 1/16th of the total number of shares on June 15, 2018 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F4]The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F5]The RSUs will vest 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F6]The RSUs will vest as to 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.