4//SEC Filing
Reasoner Scott 4
Accession 0001209191-21-056514
CIK 0001535379other
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 8:23 PM ET
Size
23.6 KB
Accession
0001209191-21-056514
Insider Transaction Report
Form 4
Cloudera, Inc.CLDR
Reasoner Scott
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2021-09-15+1,138→ 96,752 total - Exercise/Conversion
Common Stock
2021-09-15+8,192→ 128,799 total - Tax Payment
Common Stock
2021-09-15$15.93/sh−18,149$289,114→ 110,650 total - Sale
Common Stock
2021-09-15$15.92/sh−14,321$227,997→ 96,329 total - Exercise/Conversion
Restricted Stock Unit
2021-09-15−1,138→ 5,693 total→ Common Stock (1,138 underlying) - Exercise/Conversion
Restricted Stock Unit
2021-09-15−8,192→ 73,723 total→ Common Stock (8,192 underlying) - Exercise/Conversion
Common Stock
2021-09-15+3,415→ 95,614 total - Exercise/Conversion
Common Stock
2021-09-15+23,855→ 120,607 total - Exercise/Conversion
Restricted Stock Unit
2021-09-15−3,415→ 17,077 total→ Common Stock (3,415 underlying) - Exercise/Conversion
Restricted Stock Unit
2021-09-15−23,855→ 47,710 total→ Common Stock (23,855 underlying)
Footnotes (8)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F3]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- [F4]Represents the weighted average sales price per share. The shares sold at prices ranging from $15.92 to $15.93 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- [F5]The RSUs will vest 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2018, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F6]The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
- [F7]The RSUs will vest 1/8th of the total number of shares on June 15, 2020 and thereafter vest as to 1/8th of the total number of shares in equal quarterly installments until 100% vested, subject to the Reporting Person's continued service through each vesting date.
- [F8]The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Documents
Issuer
Cloudera, Inc.
CIK 0001535379
Entity typeother
Related Parties
1- filerCIK 0001415326
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 8:23 PM ET
- Size
- 23.6 KB