CLEVELAND BRUCE A 4
4 · C3.ai, Inc. · Filed Sep 21, 2021
Insider Transaction Report
Form 4
CLEVELAND BRUCE A
Senior VP and CMO
Transactions
- Sale
Class A Common Stock
2021-09-17$50.97/sh−2,000$101,940→ 21,867 total - Sale
Class A Common Stock
2021-09-17$50.30/sh−8,000$402,400→ 23,867 total - Exercise/Conversion
Option (Right to Buy)
2021-09-17−10,000→ 911,767 totalExercise: $4.68Exp: 2029-11-12→ Class A Common Stock (10,000 underlying) - Exercise/Conversion
Class A Common Stock
2021-09-17$4.68/sh+10,000$46,800→ 31,867 total
Holdings
- 241(indirect: See Footnote)
Class A Common Stock
Footnotes (4)
- [F1]Represents weighted average sales price. The shares were sold at prices ranging from $49.73 to $50.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Represents weighted average sales price. The shares were sold at prices ranging from $50.75 to $51.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
- [F4]Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.