Home/Filings/4/0001209191-21-057238

4//SEC Filing

ACCEL LONDON III LP 4

Accession 0001209191-21-057238

CIK 0001543916other

View on SEC.gov Company Profile

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 4:07 PM ET

Size

87.2 KB

Accession

0001209191-21-057238

Insider Transaction Report

Form 4

Period: 2021-09-20

ForgeRock, Inc.FORG

ACCEL LONDON III LP

10% Owner

Transactions

Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)

Accel London III Associates L.P.

10% Owner

Transactions

Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)

Accel London III Associates L.L.C.

10% Owner

Transactions

Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)

Accel London Investors 2012 L.P.

10% Owner

Transactions

Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)

Accel Growth Fund Investors 2016 L.L.C.

10% Owner

Transactions

Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)

Accel Growth Fund IV L.P.

10% Owner

Transactions

Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)

Accel Growth Fund IV Associates L.L.C.

10% Owner

Transactions

Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)

Accel Growth Fund IV Strategic Partners L.P.

10% Owner

Transactions

Conversion
Common Stock
2021-09-20+224,037→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Other
Common Stock
2021-09-20−290,627→ 0 total(indirect: By: Accel London 2012 L.P.)
Other
Common Stock
2021-09-20−4,798,496→ 0 total(indirect: y: Accel Growth Fund IV L.P.)
Conversion
Series A Preferred Stock
2021-09-20−6,518,668→ 0 total
→ Common Stock (6,518,668 underlying)
Conversion
Series B Preferred Stock
2021-09-20−2,202,266→ 0 total
→ Common Stock (2,202,266 underlying)
Conversion
Common Stock
2021-09-20+283,036→ 290,627 total(indirect: By: Accel London 2012 L.P.)
Conversion
Common Stock
2021-09-20+4,684,048→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
Other
Common Stock
2021-09-20−12,800,725→ 0 total
Other
Common Stock
2021-09-20−229,511→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
Conversion
Series D Preferred Stock
2021-09-20−1,686,771→ 0 total
→ Common Stock (1,686,771 underlying)
Conversion
Series D Preferred Stock
2021-09-20−4,093,585→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (4,093,585 underlying)
Conversion
Series E Preferred Stock
2021-09-20−11,508→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (11,508 underlying)
Conversion
Series E Preferred Stock
2021-09-20−3,359→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (3,359 underlying)
Conversion
Series C Preferred Stock
2021-09-20−1,551,780→ 0 total
→ Common Stock (1,551,780 underlying)
Conversion
Series D Preferred Stock
2021-09-20−38,296→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (38,296 underlying)
Conversion
Series E Preferred Stock
2021-09-20−506,879→ 0 total
→ Common Stock (506,879 underlying)
Other
Class B Common Stock
2021-09-20+290,627→ 290,627 total(indirect: By: Accel London 2012 L.P.)
→ Class A Common Stock (290,627 underlying)
Other
Class B Common Stock
2021-09-20+4,798,496→ 4,798,496 total(indirect: By: Accel Growth Fund IV L.P.)
→ Class A Common Stock (4,798,496 underlying)
Conversion
Common Stock
2021-09-20+12,466,364→ 12,800,725 total
Conversion
Common Stock
2021-09-20+26,647→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Other
Common Stock
2021-09-20−27,298→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
Conversion
Series A Preferred Stock
2021-09-20−148,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (148,000 underlying)
Conversion
Series C Preferred Stock
2021-09-20−35,232→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (35,232 underlying)
Conversion
Series B Preferred Stock
2021-09-20−50,000→ 0 total(indirect: By: Accel London 2012 L.P.)
→ Common Stock (50,000 underlying)
Conversion
Series D Preferred Stock
2021-09-20−195,795→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (195,795 underlying)
Conversion
Series D Preferred Stock
2021-09-20−23,288→ 0 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Common Stock (23,288 underlying)
Conversion
Series E Preferred Stock
2021-09-20−28,242→ 0 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Common Stock (28,242 underlying)
Conversion
Series E Preferred Stock
2021-09-20−590,463→ 0 total(indirect: By: Accel Growth Fund IV L.P.)
→ Common Stock (590,463 underlying)
Other
Class B Common Stock
2021-09-20+229,511→ 229,511 total(indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
→ Class A Common Stock (229,511 underlying)
Other
Class B Common Stock
2021-09-20+12,800,725→ 12,800,725 total
→ Class A Common Stock (12,800,725 underlying)
Other
Class B Common Stock
2021-09-20+27,298→ 27,298 total(indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
→ Class A Common Stock (27,298 underlying)

Footnotes (10)

[F1]Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
[F10]Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
[F2]Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
[F3]Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
[F4]Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
[F5]Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
[F6]Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
[F7]Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
[F8]Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
[F9]Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ForgeRock, Inc.

CIK 0001543916

→

Entity typeother

Related Parties

filerCIK 0001453180

Filing Metadata

Form type: 4
Filed: Sep 21, 8:00 PM ET
Accepted: Sep 22, 4:07 PM ET
Size: 87.2 KB

View on SEC.gov