4//SEC Filing
DeWalt David S 4
Accession 0001209191-21-057258
CIK 0001543916other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:30 PM ET
Size
8.4 KB
Accession
0001209191-21-057258
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
DeWalt David S
Director
Transactions
- Other
Class B Common Stock
2021-09-20+555,505→ 555,505 total→ Class A Common Stock (555,505 underlying) - Other
Common Stock
2021-09-20−555,505→ 0 total
Footnotes (2)
- [F1]Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
- [F2]These shares are subject to a restricted stock award under the Issuer's 2012 Equity Incentive Plan, pursuant to which 1/60th of the total shares subject to this award vested on January 31, 2017, with 1/60th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001882748
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 4:30 PM ET
- Size
- 8.4 KB