4//SEC Filing
Fleischmann Samuel J 4
Accession 0001209191-21-057260
CIK 0001543916other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:31 PM ET
Size
14.2 KB
Accession
0001209191-21-057260
Insider Transaction Report
Form 4
ForgeRock, Inc.FORG
Fleischmann Samuel J
Chief Legal Officer
Transactions
- Other
Stock Option (right to buy)
2021-09-20+50,000→ 50,000 totalExercise: $7.86Exp: 2031-01-31→ Class B Common Stock (50,000 underlying) - Other
Stock Option (right to buy)
2021-09-20−172,989→ 0 totalExercise: $3.72Exp: 2028-12-21→ Common Stock (172,989 underlying) - Other
Stock Option (right to buy)
2021-09-20+172,989→ 172,989 totalExercise: $3.72Exp: 2028-12-21→ Class B Common Stock (172,989 underlying) - Other
Stock Option (right to buy)
2021-09-20−50,000→ 0 totalExercise: $7.86Exp: 2031-01-31→ Common Stock (50,000 underlying)
Footnotes (4)
- [F1]Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
- [F2]Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2012 Equity Incentive Plan (the "2012 Plan") cover shares of Class B Common Stock.
- [F3]Option granted under the Issuer's 2012 Plan. Twenty-five percent (25%) of the shares subject to the option vested on December 10, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.
- [F4]Option granted under the Issuer's 2012 Plan. Twenty-five percent (25%) of the shares subject to the option will vest on February 1, 2022; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
ForgeRock, Inc.
CIK 0001543916
Entity typeother
Related Parties
1- filerCIK 0001882669
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 4:31 PM ET
- Size
- 14.2 KB