4//SEC Filing
LO PATRICK CS 4
Accession 0001209191-21-059794
CIK 0001122904other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 1:59 PM ET
Size
31.6 KB
Accession
0001209191-21-059794
Insider Transaction Report
Form 4
NETGEAR, INC.NTGR
LO PATRICK CS
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2021-10-05$18.58/sh+5,254$97,619→ 112,481 total - Exercise/Conversion
Common Stock
2021-10-05$23.48/sh+7,817$183,543→ 115,044 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-05−5,254→ 17,222 totalExercise: $18.58Exp: 2025-06-02→ Common Stock (5,254 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-05−7,817→ 19,805 totalExercise: $23.48Exp: 2026-03-24→ Common Stock (7,817 underlying) - Sale
Common Stock
2021-10-05$32.69/sh−7,817$255,538→ 107,227 total - Sale
Common Stock
2021-10-05$32.70/sh−5,254$171,806→ 107,227 total - Exercise/Conversion
Common Stock
2021-10-05$19.32/sh+5,853$113,080→ 113,080 total - Sale
Common Stock
2021-10-05$32.70/sh−5,853$191,393→ 107,227 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-10-05−5,853→ 17,222 totalExercise: $19.32Exp: 2024-06-03→ Common Stock (5,853 underlying)
Holdings
- 278,468(indirect: See footnote)
Common Stock
- 245
Employee Stock Option (Right to Buy)
Exercise: $19.69Exp: 2021-04-26→ Common Stock (245 underlying) - 175,200
Employee Stock Option (Right to Buy)
Exercise: $26.61Exp: 2029-07-19→ Common Stock (175,200 underlying) - 147,668(indirect: See footnote)
Common Stock
- 725
Employee Stock Option (Right to Buy)
Exercise: $19.33Exp: 2023-05-16→ Common Stock (725 underlying) - 613
Employee Stock Option (Right to Buy)
Exercise: $20.98Exp: 2021-02-03→ Common Stock (613 underlying) - 668
Employee Stock Option (Right to Buy)
Exercise: $18.60Exp: 2022-06-06→ Common Stock (668 underlying) - 115,000
Employee Stock Option (Right to Buy)
Exercise: $25.37Exp: 2027-06-01→ Common Stock (115,000 underlying) - 115,000
Employee Stock Option (Right to Buy)
Exercise: $41.67Exp: 2028-01-25→ Common Stock (115,000 underlying)
Footnotes (11)
- [F1]The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
- [F10]This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
- [F11]This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates
- [F2]The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99
- [F3]The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.
- [F4]The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F5]25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- [F6]25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- [F7]25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
- [F8]25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter
- [F9]25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter
Documents
Issuer
NETGEAR, INC.
CIK 0001122904
Entity typeother
Related Parties
1- filerCIK 0001257008
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 1:59 PM ET
- Size
- 31.6 KB