4//SEC Filing
Mungovan Robert M 4
Accession 0001209191-21-059803
CIK 0001015739other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 4:00 PM ET
Size
12.6 KB
Accession
0001209191-21-059803
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
Mungovan Robert M
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-10-01+10,000→ 146,280 total
Holdings
- 280,000
Stock Option (right to buy)
Exercise: $4.73Exp: 2031-02-23→ Common Stock (280,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $6.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $7.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $4.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - 20,000
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (20,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 10,000 shares on October 1, 2022 and 10,000 shares on October 1m 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F2]Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023
- [F3]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001597612
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 4:00 PM ET
- Size
- 12.6 KB