Home/Filings/4/0001209191-21-059850
4//SEC Filing

Mauro David J 4

Accession 0001209191-21-059850

CIK 0001678660other

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 6:02 PM ET

Size

13.5 KB

Accession

0001209191-21-059850

Insider Transaction Report

Form 4
Period: 2021-10-05
Mauro David J
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-10-05$1.89/sh+15,000$28,35015,000 total
  • Sale

    Common Stock

    2021-10-05$30.26/sh5,908$178,7629,092 total
  • Sale

    Common Stock

    2021-10-05$31.30/sh7,803$244,2571,289 total
  • Sale

    Common Stock

    2021-10-05$32.06/sh1,289$41,3300 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2021-10-0515,000137,610 total
    Exercise: $1.89Exp: 2029-07-17Common Stock (15,000 underlying)
Footnotes (5)
  • [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.86 to $30.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.87 to $31.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.87 to $32.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  • [F5]The stock option vested as to 25% of the total shares monthly on May 1, 2020, and thereafter vests as to 1/48 of the total shares monthly until fully vested, subject to the Reporting Person's provision of service to the Issuer on the vesting date.

Issuer

Prelude Therapeutics Inc

CIK 0001678660

Entity typeother

Related Parties

1
  • filerCIK 0001621172

Filing Metadata

Form type
4
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 6:02 PM ET
Size
13.5 KB