MOUNT SINAI HEALTH SYSTEM, INC. 3
3 · Sema4 Holdings Corp. · Filed Oct 7, 2021
Insider Transaction Report
Form 3
Holdings
- 88,355,473
Class A Common Stock
Earn-out Shares
Exercise: $0.00→ Class A Common Stock (11,597,198 underlying)
Footnotes (5)
- [F1]The securities reported herein are held directly by the Reporting Person. As its sole member, Mount Sinai Health System, Inc., a NY not-for-profit corporation ("MSHS"), may be deemed to beneficially own securities owned by the Reporting Person; however, MSHS does not have voting or investment power over such securities and disclaims beneficial interest therein except to the extent of its pecuniary interest, if any.
- [F2]Shares of Issuer's Class A common stock that may be issued upon the occurrence of certain triggering events pursuant to the earn-out provisions of that certain Agreement and Plan of Merger, dated February 9, 2021 (the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc., and Mount Sinai Genomics, Inc. d/b/a Sema4 (the "Earn Out Shares").
- [F3]See footnote 2.
- [F4]Not applicable.
- [F5]Maximum number of shares of Class A common stock of Issuer that may be issued to Reporting Person pursuant to the Merger Agreement as a result of the occurrence of certain triggering events set forth therein.