Home/Filings/3/0001209191-21-059995
3//SEC Filing

MOUNT SINAI HEALTH SYSTEM, INC. 3

Accession 0001209191-21-059995

CIK 0001818331other

Filed

Oct 6, 8:00 PM ET

Accepted

Oct 7, 8:01 PM ET

Size

7.8 KB

Accession

0001209191-21-059995

Insider Transaction Report

Form 3
Period: 2021-07-22
Holdings
  • Class A Common Stock

    88,355,473
  • Earn-out Shares

    Exercise: $0.00Class A Common Stock (11,597,198 underlying)
Holdings
  • Class A Common Stock

    88,355,473
  • Earn-out Shares

    Exercise: $0.00Class A Common Stock (11,597,198 underlying)
Footnotes (5)
  • [F1]The securities reported herein are held directly by the Reporting Person. As its sole member, Mount Sinai Health System, Inc., a NY not-for-profit corporation ("MSHS"), may be deemed to beneficially own securities owned by the Reporting Person; however, MSHS does not have voting or investment power over such securities and disclaims beneficial interest therein except to the extent of its pecuniary interest, if any.
  • [F2]Shares of Issuer's Class A common stock that may be issued upon the occurrence of certain triggering events pursuant to the earn-out provisions of that certain Agreement and Plan of Merger, dated February 9, 2021 (the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc., and Mount Sinai Genomics, Inc. d/b/a Sema4 (the "Earn Out Shares").
  • [F3]See footnote 2.
  • [F4]Not applicable.
  • [F5]Maximum number of shares of Class A common stock of Issuer that may be issued to Reporting Person pursuant to the Merger Agreement as a result of the occurrence of certain triggering events set forth therein.

Issuer

Sema4 Holdings Corp.

CIK 0001818331

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0001883135

Filing Metadata

Form type
3
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 8:01 PM ET
Size
7.8 KB