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4//SEC Filing

WU JINN 4

Accession 0001209191-21-060367

CIK 0001300699other
View on SEC.govCompany Profile

Filed

Oct 12, 8:00 PM ET

Accepted

Oct 13, 4:37 PM ET

Size

21.9 KB

Accession

0001209191-21-060367

Insider Transaction Report

Form 4
Period: 2021-10-12
Athenex, Inc.ATNX
WU JINN
Director
Transactions
  • Purchase

    Common Stock

    2021-10-01$2.67/sh+10,000$26,700→ 413,208 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $17.30Exp: 2028-03-27→ Common Stock (16,500 underlying)
    16,500

  • Stock Option (Right to Buy)

    Exercise: $3.80Exp: 2031-08-03→ Common Stock (7,500 underlying)
    7,500

  • Stock Option (Right to Buy)

    Exercise: $5.50From: 2015-02-05Exp: 2025-02-05→ Common Stock (54,000 underlying)
    54,000

  • Restricted Stock Units

    → Common Stock (7,500 underlying)
    7,500

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2014-02-12Exp: 2024-02-12→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (Right to Buy)

    Exercise: $5.50From: 2017-03-20Exp: 2025-03-20→ Common Stock (96,000 underlying)
    96,000

  • Stock Option (Right to Buy)

    Exercise: $13.17Exp: 2029-02-28→ Common Stock (15,000 underlying)
    15,000

  • Stock Option (Right to Buy)

    Exercise: $12.45Exp: 2030-06-05→ Common Stock (12,500 underlying)
    12,500

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2013-01-02Exp: 2023-01-02→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $11.00From: 2021-06-13Exp: 2027-06-13→ Common Stock (28,500 underlying)
    28,500
Footnotes (6)
  • [F1]This option vests in four equal annual installments beginning on March 27, 2019.
  • [F2]This option vests in four equal annual installments beginning on February 28, 2020.
  • [F3]This option vests in four equal annual installments beginning on June 5, 2021.
  • [F4]This option vests on August 3, 2022.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of stock.
  • [F6]The restricted stock units vest on August 3, 2022.

Documents

2 files

Issuer

Athenex, Inc.

CIK 0001300699

→
Entity typeother

Related Parties

1
  • filerCIK 0001314254

Filing Metadata

Form type
4
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:37 PM ET
Size
21.9 KB
View on SEC.gov