4//SEC Filing
Ortega Steven L 4
Accession 0001209191-21-062901
CIK 0001821806other
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 4:05 PM ET
Size
12.1 KB
Accession
0001209191-21-062901
Insider Transaction Report
Form 4
Leslie's, Inc.LESL
Ortega Steven L
Director
Transactions
- Gift
Common Stock, par value $0.001 per share
2021-07-30−1,435,676→ 347,479 total - Exercise/Conversion
Common Stock, par value $0.001 per share
2021-11-02+7,353→ 354,832 total - Exercise/Conversion
Restricted Stock Units
2021-11-02−7,353→ 0 totalExercise: $0.00From: 2021-11-02Exp: 2021-11-02→ Common Stock (7,353 underlying) - Award
Restricted Stock Units
2021-11-02+2,207→ 2,207 totalExercise: $0.00→ Common Stock (2,207 underlying)
Holdings
- 1,876,035(indirect: See footnote)
Common Stock, par value $0.001 per share
Footnotes (4)
- [F1]On July 30, 2021, Mr. Ortega transferred 1,435,676 shares to the Mary Ann and Steven Ortega Family Trust, for estate planning purposes, of which Mr. Ortega is a trustee.
- [F2]The shares are held by the Mary Ann and Steven Ortega Family Trust.
- [F3]Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
- [F4]Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.
Documents
Issuer
Leslie's, Inc.
CIK 0001821806
Entity typeother
Related Parties
1- filerCIK 0001830679
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 8:00 PM ET
- Accepted
- Nov 4, 4:05 PM ET
- Size
- 12.1 KB