Cohen Chad M 4
4 · Adaptive Biotechnologies Corp · Filed Nov 12, 2021
Insider Transaction Report
Form 4
Cohen Chad M
Chief Financial Officer
Transactions
- Sale
Common Stock
2021-11-10$33.93/sh−5,000$169,650→ 21,604 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-09−5,000→ 95,000 totalExercise: $7.27Exp: 2029-02-07→ Common Stock (5,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-10−5,000→ 90,000 totalExercise: $7.27Exp: 2029-02-07→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2021-11-09$7.27/sh+5,000$36,350→ 26,604 total - Sale
Common Stock
2021-11-09$36.03/sh−5,000$180,150→ 21,604 total - Exercise/Conversion
Common Stock
2021-11-10$7.27/sh+5,000$36,350→ 26,604 total
Footnotes (4)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.
- [F2]The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $35.54 to 36.43, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.
- [F3]The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $33.74 to 34.24, inclusive.
- [F4]The options vested with respect to 1/4 of such shares on January 1, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.