MATHEW SARA 4/A

4/A · Xos, Inc. · Filed Nov 15, 2021

Form 4/AAmended

Period: 2021-11-10

Director

Transactions

Award
Common Stock
2021-09-28+296,053→ 296,053 total(indirect: By Trust)
Award
Restricted Stock Unit
2021-11-10+57,229→ 57,229 total
→ Common Stock (57,229 underlying)
Other
Common Stock Warrant (Right to Buy)
2021-09-28+199,997→ 199,997 total(indirect: By Trust)
Exercise: $11.50From: 2021-09-20Exp: 2026-08-20→ Common Stock (199,997 underlying)
Award
Restricted Stock Unit
2021-11-10+31,794→ 31,794 total
→ Common Stock (31,794 underlying)

Footnotes (7)

[F1]Pro rata distribution by NextGen Sponsor LLC of all of its securities of Xos, Inc., which is exempt from Section 16 by 17 CFR 240.16a-9. The transaction is being voluntarily reported for informational purposes only.
[F2]Shares are held by the Jacob Mathew 2020 Irrevocable Trust ("Mathew Trust"), of which the Reporting Person is trustee.
[F3]On November 15, 2021, the Reporting Person filed a Form 4 that inadvertently reported code "P," but should be code "J."
[F4]The price is N/A.
[F5]The restricted stock units vest in a series of three equal annual installments on each of the first, second and third year anniversaries of the grant date of November 10, 2021 (the "Grant Date"), subject to such individual's continuous service with Xos, Inc. through such vesting date.
[F6]Date is N/A.
[F7]The restricted stock units vest on the earlier of (i) the first anniversary of the Grant Date and (ii) the day before the next annual meeting of Xos, Inc. following the Grant Date, subject to such individual's continuous service with Xos, Inc. through the vesting date.

Documents

1 file