4//SEC Filing
Pizzie Nick 4
Accession 0001209191-21-066005
CIK 0001579428other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 7:31 AM ET
Size
12.0 KB
Accession
0001209191-21-066005
Insider Transaction Report
Form 4
Pizzie Nick
Chief Financial Officer
Transactions
- Purchase
Common Stock
2021-11-18$35.50/sh+527$18,709→ 41,789 total - Purchase
Common Stock
2021-11-18$35.43/sh+141$4,996→ 201 total(indirect: By UTMA account) - Purchase
Common Stock
2021-11-18$34.30/sh+145$4,974→ 145 total(indirect: By UTMA account) - Purchase
Common Stock
2021-11-18$35.20/sh+142$4,998→ 142 total(indirect: By UTMA account)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.39 to $35.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.42 to $35.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]Represents 141 shares of common stock indirectly held by the reporting person as custodian for his son's UTMA account. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other 4.
- [F4]Represents 145 shares of common stock indirectly held by the reporting person as custodian for his daughter's UTMA account. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F5]Represents 142 shares of common stock indirectly held by the reporting person as custodian for his other son's UTMA account. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Axsome Therapeutics, Inc.
CIK 0001579428
Entity typeother
Related Parties
1- filerCIK 0001742143
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 7:31 AM ET
- Size
- 12.0 KB