Herold Jeffrey R 4

4 · BrightView Holdings, Inc. · Filed Nov 22, 2021

Form 4

Period: 2021-11-18

See Remarks

Transactions

Tax Payment
Common Stock
2021-11-19$15.43/sh−1,507$23,253→ 228,361 total
Award
Restricted Stock Units
2021-11-18+19,747→ 19,747 total
→ Common Stock (19,747 underlying)
Exercise/Conversion
Common Stock
2021-11-19+5,279→ 229,868 total
Award
Stock Options (Right to Buy)
2021-11-18+43,401→ 43,401 total
Exercise: $15.04Exp: 2031-11-18→ Common Stock (43,401 underlying)
Exercise/Conversion
Restricted Stock Units
2021-11-19−5,279→ 15,839 total
→ Common Stock (5,279 underlying)

Holdings

Footnotes (7)

[F1]Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
[F2]Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
[F3]Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2021.
[F4]Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.
[F5]Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
[F6]Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
[F7]Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Documents

1 file