Gupta Nina 4
4 · Victory Capital Holdings, Inc. · Filed Nov 23, 2021
Insider Transaction Report
Form 4
Gupta Nina
Chief Legal Officer
Transactions
- Conversion
Class B Common Stock
2021-11-23−117,187→ 0 total→ Class A Common Stock (117,187 underlying) - Conversion
Common Stock
2021-11-23+117,187→ 117,187 total
Footnotes (1)
- [F1]On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.