4//SEC Filing
Davanzo Lawrence 4
Accession 0001209191-21-066653
CIK 0001570827other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 8:01 PM ET
Size
11.9 KB
Accession
0001209191-21-066653
Insider Transaction Report
Form 4
Davanzo Lawrence
Director
Transactions
- Conversion
Class B Common Stock
2021-11-23−10,016→ 0 total→ Class A Common Stock (10,016 underlying) - Conversion
Class B Common Stock
2021-11-23−149,470→ 0 total(indirect: See Footnote)→ Class A Common Stock (149,470 underlying) - Conversion
Common Stock
2021-11-23+10,016→ 10,016 total - Conversion
Common Stock
2021-11-23+149,470→ 169,470 total(indirect: See Footnote)
Footnotes (2)
- [F1]On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.
- [F2]These securities are held directly by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust, of which Mr. Davanzo serves as trustee. Mr. Davanzo disclaims beneficial ownership of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Davanzo is the beneficial owner of the shares held by the Lawrence E. Davanzo and Christine Davanzo Revocable Trust.
Documents
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001485162
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 8:01 PM ET
- Size
- 11.9 KB