Underwood Neil Lawrence 4
4 · Live Oak Bancshares, Inc. · Filed Nov 24, 2021
Insider Transaction Report
Form 4
Underwood Neil Lawrence
DirectorPresident
Transactions
- Sale
Voting Common Stock
2021-11-22$96.40/sh−61,605$5,938,562→ 1,440,543 total(indirect: By Trust) - Sale
Voting Common Stock
2021-11-22$98.07/sh−6,929$679,495→ 1,422,295 total(indirect: By Trust) - Sale
Voting Common Stock
2021-11-22$97.54/sh−11,319$1,104,091→ 1,429,224 total(indirect: By Trust)
Holdings
- 155,086(indirect: By Trust)
Voting Common Stock
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $96.00 to $96.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $97.00 to $97.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $98.00 to $98.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]Includes 105,086 shares previously reported as held by the Neil L. Underwood Revocable Trust. The reporting person has transferred these shares to the Linda D. Underwood Revocable Trust.