4//SEC Filing
Underwood Neil Lawrence 4
Accession 0001209191-21-066785
CIK 0001462120other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 4:11 PM ET
Size
10.3 KB
Accession
0001209191-21-066785
Insider Transaction Report
Form 4
Underwood Neil Lawrence
DirectorPresident
Transactions
- Sale
Voting Common Stock
2021-11-22$96.40/sh−61,605$5,938,562→ 1,440,543 total(indirect: By Trust) - Sale
Voting Common Stock
2021-11-22$98.07/sh−6,929$679,495→ 1,422,295 total(indirect: By Trust) - Sale
Voting Common Stock
2021-11-22$97.54/sh−11,319$1,104,091→ 1,429,224 total(indirect: By Trust)
Holdings
- 155,086(indirect: By Trust)
Voting Common Stock
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $96.00 to $96.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $97.00 to $97.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $98.00 to $98.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]Includes 105,086 shares previously reported as held by the Neil L. Underwood Revocable Trust. The reporting person has transferred these shares to the Linda D. Underwood Revocable Trust.
Documents
Issuer
Live Oak Bancshares, Inc.
CIK 0001462120
Entity typeother
Related Parties
1- filerCIK 0001337412
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 4:11 PM ET
- Size
- 10.3 KB