|4Nov 24, 6:00 PM ET

Masterman Andrew 4

4 · BrightView Holdings, Inc. · Filed Nov 24, 2021

Insider Transaction Report

Form 4
Period: 2021-11-22
Masterman Andrew
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-11-22+3,487582,215 total
  • Tax Payment

    Common Stock

    2021-11-22$15.00/sh914$13,710576,036 total
  • Tax Payment

    Common Stock

    2021-11-22$15.00/sh5,265$78,975576,950 total
  • Exercise/Conversion

    Common Stock

    2021-11-22+16,874578,728 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-11-2216,87459,059 total
    Common Stock (16,874 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2021-11-223,4870 total
    Common Stock (3,487 underlying)
Footnotes (6)
  • [F1]Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
  • [F2]Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
  • [F3]Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2021.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
  • [F5]Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.
  • [F6]Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION