Gervis Robert M. 4

4 · ASPEN AEROGELS INC · Filed Nov 29, 2021

Form 4

Period: 2021-11-26

Director

Transactions

Exercise/Conversion
Common Stock
2021-11-26$4.15/sh+17,019$70,629→ 181,329 total
Exercise/Conversion
Common Stock
2021-11-26$6.79/sh+9,817$66,657→ 216,613 total
Exercise/Conversion
Common Stock
2021-11-26$4.75/sh+14,799$70,295→ 164,310 total
Exercise/Conversion
Common Stock
2021-11-26$6.08/sh+11,950$72,656→ 206,796 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-26−14,799→ 0 total
Exercise: $4.75Exp: 2026-06-24→ Common Stock (14,799 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-26−13,517→ 0 total
Exercise: $5.27Exp: 2028-06-20→ Common Stock (13,517 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-26−9,817→ 0 total
Exercise: $6.79Exp: 2030-06-18→ Common Stock (9,817 underlying)
Exercise/Conversion
Common Stock
2021-11-26$6.61/sh+10,228$67,607→ 149,511 total
Exercise/Conversion
Common Stock
2021-11-26$5.27/sh+13,517$71,235→ 194,846 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-26−10,228→ 0 total
Exercise: $6.61Exp: 2025-06-17→ Common Stock (10,228 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-26−17,019→ 0 total
Exercise: $4.15Exp: 2027-06-14→ Common Stock (17,019 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-11-26−11,950→ 0 total
Exercise: $6.08Exp: 2029-06-19→ Common Stock (11,950 underlying)

Holdings

Footnotes (2)

[F1]Represents shares held by Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
[F2]These options are fully vested and exercisable.

Documents

1 file