CARLBORG W ERIC 4
4 · PubMatic, Inc. · Filed Dec 6, 2021
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
CARLBORG W ERIC
Director10% Owner
Transactions
- Conversion
Class A common stock
2021-12-02+1,673,750→ 2,062,987 total(indirect: See footnote) - Other
Class A common stock
2021-12-03+77,945→ 262,555 total - Conversion
Class B common stock
2021-12-02−1,673,750→ 0 total(indirect: See footnote)→ Class A common stock (1,673,750 underlying) - Other
Class A common stock
2021-12-03−2,062,987→ 0 total(indirect: See footnote)
Footnotes (4)
- [F1]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
- [F2]These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.
- [F3]Represents a pro-rata in-kind distribution of Class A common stock to the partners of the Fund and the members and assignees of the August General Partner, and not a purchase or sale, without additional consideration.
- [F4]Shares held directly by W. Eric Carlborg.