|4Dec 7, 6:39 PM ET

Mehta Anand 4

4 · Compass, Inc. · Filed Dec 7, 2021

Insider Transaction Report

Form 4
Period: 2021-12-03
Mehta Anand
Chief People Officer
Transactions
  • Tax Payment

    Class A Common Stock

    2021-12-03$9.23/sh3,324$30,68160,576 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2021-12-031,50030,017 total
    Class A Common Stock (1,500 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2021-12-03+7,17063,900 total
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2021-12-034,320190,140 total
    Class A Common Stock (4,320 underlying)
  • Exercise/Conversion

    Restricted Stock Unit (RSU)

    2021-12-031,35010,800 total
    Class A Common Stock (1,350 underlying)
Holdings
  • Class A Common Stock

    (indirect: See footnote)
    40,000
Footnotes (6)
  • [F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
  • [F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
  • [F3]Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.
  • [F4]The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.
  • [F5]The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
  • [F6]The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION