⌘K

Home/Filings/4/0001209191-21-068413

4//SEC Filing

Mehta Anand 4

Accession 0001209191-21-068413

CIK 0001563190other

View on SEC.gov Company Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 6:39 PM ET

Size

14.8 KB

Accession

0001209191-21-068413

Insider Transaction Report

Form 4

Period: 2021-12-03

Compass, Inc.COMP

Chief People Officer

Transactions

Tax Payment
Class A Common Stock
2021-12-03$9.23/sh−3,324$30,681→ 60,576 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2021-12-03−1,500→ 30,017 total
→ Class A Common Stock (1,500 underlying)
Exercise/Conversion
Class A Common Stock
2021-12-03+7,170→ 63,900 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2021-12-03−4,320→ 190,140 total
→ Class A Common Stock (4,320 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2021-12-03−1,350→ 10,800 total
→ Class A Common Stock (1,350 underlying)

Holdings

Class A Common Stock
(indirect: See footnote)
40,000

Footnotes (6)

[F1]Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
[F2]Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
[F3]Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.
[F4]The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.
[F5]The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
[F6]The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Compass, Inc.

CIK 0001563190

Entity typeother

Related Parties

1

filerCIK 0001854236

Filing Metadata

Form type: 4
Filed: Dec 6, 7:00 PM ET
Accepted: Dec 7, 6:39 PM ET
Size: 14.8 KB

View on SEC.gov