4//SEC Filing
JAMES HAMILTON E 4
Accession 0001209191-21-068465
CIK 0001393818other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 9:47 PM ET
Size
31.5 KB
Accession
0001209191-21-068465
Insider Transaction Report
Form 4
JAMES HAMILTON E
DirectorPresident and COO
Transactions
- Sale
Common Stock
2021-12-07$134.45/sh−1,803,281$242,451,130→ 1,271,068 total - Conversion
Common Stock
2021-12-03+3,650,000→ 3,650,000 total(indirect: See footnote) - Sale
Common Stock
2021-12-07$134.45/sh−1,319,754$177,440,925→ 930,246 total(indirect: See footnote) - Sale
Common Stock
2021-12-07$134.45/sh−12,023$1,616,492→ 8,474 total(indirect: See footnote) - Sale
Common Stock
2021-12-07$134.45/sh−8,474$1,139,329→ 0 total(indirect: See footnote) - Conversion
Blackstone Holdings partnership units
2021-12-03−3,074,349→ 14,648,744 total→ Common Stock (3,074,349 underlying) - Conversion
Common Stock
2021-12-03+3,074,349→ 3,074,349 total - Sale
Common Stock
2021-12-07$134.45/sh−2,140,934$287,848,576→ 1,509,066 total(indirect: See footnote) - Conversion
Common Stock
2021-12-03+2,250,000→ 2,250,000 total(indirect: See footnote) - Conversion
Blackstone Holdings partnership units
2021-12-03−3,650,000→ 857,207 total(indirect: See footnote)→ Common Stock (3,650,000 underlying) - Sale
Common Stock
2021-12-07$134.45/sh−1,271,068$170,895,093→ 0 total - Sale
Common Stock
2021-12-07$134.45/sh−1,509,066$202,893,924→ 0 total(indirect: See footnote) - Sale
Common Stock
2021-12-07$134.45/sh−930,246$125,071,575→ 0 total(indirect: See footnote) - Conversion
Blackstone Holdings partnership units
2021-12-03−2,250,000→ 550,000 total(indirect: See footnote)→ Common Stock (2,250,000 underlying)
Footnotes (9)
- [F1]Pursuant to an exchange agreement, the Reporting Person exchanged 3,074,349 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.
- [F2]Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share.
- [F3]Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above.
- [F4]Pursuant to an exchange agreement, 3,650,000 Blackstone Holdings partnership units (as defined below) were exchanged for an equal number of shares of Common Stock of Blackstone Inc.
- [F5]These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units.
- [F6]Pursuant to an exchange agreement, 2,250,000 Blackstone Holdings partnership units (as defined below) were exchanged for an equal number of shares of Common Stock of Blackstone Inc.
- [F7]These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee.
- [F8]These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
- [F9]A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
Documents
Issuer
Blackstone Inc
CIK 0001393818
Entity typeother
Related Parties
1- filerCIK 0001238989
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 9:47 PM ET
- Size
- 31.5 KB