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4//SEC Filing

Hale Partnership Fund, L.P. 4

Accession 0001209191-21-069125

CIK 0000797465other

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 6:56 PM ET

Size

18.0 KB

Accession

0001209191-21-069125

Insider Transaction Report

Form 4
Period: 2021-12-08
Hale Steven A II
DirectorChairman and CEO10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-10$10.05/sh+700$7,0352,000 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-10$10.00/sh+700$7,0002,700 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-09$10.00/sh+800$8,0001,300 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-08$10.10/sh+500$5,050500 total(indirect: Dickinson - Hale Fund, L.P.)
Holdings
  • Common Stock, par value $0.02 per share

    (indirect: By Partnership)
    703,019
  • Common Stock, par value $0.02 per share

    (indirect: MGEN II - Hale Fund, L.P.)
    30,245
  • Common Stock, par value $0.02 per share

    (indirect: Smith - Hale Fund, L.P.)
    1,900
  • Common Stock, par value $0.02 per share

    (indirect: Clark - Hale Fund, L.P.)
    97,678
Transactions
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-09$10.00/sh+800$8,0001,300 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-10$10.00/sh+700$7,0002,700 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-08$10.10/sh+500$5,050500 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-10$10.05/sh+700$7,0352,000 total(indirect: Dickinson - Hale Fund, L.P.)
Holdings
  • Common Stock, par value $0.02 per share

    (indirect: MGEN II - Hale Fund, L.P.)
    30,245
  • Common Stock, par value $0.02 per share

    (indirect: Clark - Hale Fund, L.P.)
    97,678
  • Common Stock, par value $0.02 per share

    (indirect: By Partnership)
    703,019
  • Common Stock, par value $0.02 per share

    (indirect: Smith - Hale Fund, L.P.)
    1,900
Transactions
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-10$10.00/sh+700$7,0002,700 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-08$10.10/sh+500$5,050500 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-09$10.00/sh+800$8,0001,300 total(indirect: Dickinson - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2021-12-10$10.05/sh+700$7,0352,000 total(indirect: Dickinson - Hale Fund, L.P.)
Holdings
  • Common Stock, par value $0.02 per share

    (indirect: Clark - Hale Fund, L.P.)
    97,678
  • Common Stock, par value $0.02 per share

    (indirect: Smith - Hale Fund, L.P.)
    1,900
  • Common Stock, par value $0.02 per share

    (indirect: By Partnership)
    703,019
  • Common Stock, par value $0.02 per share

    (indirect: MGEN II - Hale Fund, L.P.)
    30,245
Footnotes (2)
  • [F1]Hale Partnership Capital Advisors, LLC ("Hale GP"), as the general partner to each of Hale Partnership Fund, L.P., Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P., Smith - Hale Fund, L.P. and Dickinson - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. (the "Company"). Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein, except to the extent of its or his pecuniary interest therein.
  • [F2]Does not include (i) 27,777 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman and Chief Executive Officer of the Company or (ii) 139,326 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

Issuer

HG Holdings, Inc.

CIK 0000797465

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001496265

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 6:56 PM ET
Size
18.0 KB