4//SEC Filing
AI Altep Holdings, Inc 4
Accession 0001209191-21-069127
CIK 0001319161other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 7:01 PM ET
Size
47.4 KB
Accession
0001209191-21-069127
Insider Transaction Report
Form 4
AI Entertainment Holdings LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
AIPH Holdings LLC
Other
Transactions
- Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Transactions
- Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying) - Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Transactions
- Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Blavatnik Len
DirectorOther
Transactions
- Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
CT/FT HOLDINGS LLC
Other
Transactions
- Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Transactions
- Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Transactions
- Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Altep 2012 L.P.
Other
Transactions
- Conversion
Class A Common Stock
2021-12-08+2,553,394→ 2,553,394 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−2,553,394$105,327,503→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+479,800→ 479,800 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−1,110,170$45,794,513→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2021-12-08$41.25/sh−17,381$716,966→ 0 total(indirect: By Partnership) - Conversion
Class B Common Stock
2021-12-08−1,110,170→ 1,868,428 total(indirect: By LLC)→ Class A Common Stock (1,110,170 underlying) - Sale
Class A Common Stock
2021-12-08$41.25/sh−479,800$19,791,750→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+1,110,170→ 1,110,170 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-12-08+17,381→ 17,381 total(indirect: By Partnership) - Gift
Class B Common Stock
2021-12-08+4,890,786→ 4,890,786 total(indirect: By LLC)→ Class A Common Stock (4,890,786 underlying) - Conversion
Class B Common Stock
2021-12-08−2,553,394→ 2,337,392 total(indirect: By LLC)→ Class A Common Stock (2,553,394 underlying) - Conversion
Class B Common Stock
2021-12-08−479,800→ 0 total(indirect: By LLC)→ Class A Common Stock (479,800 underlying) - Conversion
Class B Common Stock
2021-12-08−17,381→ 1,575,066 total(indirect: By Partnership)→ Class A Common Stock (17,381 underlying)
Holdings
- 370,058,269
Class B Common Stock
→ Class A Common Stock (370,058,269 underlying)
Footnotes (7)
- [F1]The securities reported are held directly by LB Remainder Holdings LLC ("Remainder") and may be deemed to be beneficially owned by AIM and Mr. Blavatnik because AIM is the manager of Remainder and Mr. Blavatnik is the controlling person of AIM and is the sole member of Remainder. Each of the reporting persons (other than Remainder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- [F2]The securities reported are held directly by Access Industries, LLC ("AI") and may be deemed to be beneficially owned by AIM and Mr. Blavatnik, because AIM is the controlling entity of AI and Mr. Blavatnik is the controlling person of AIM and holder of a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AI) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F3]The securities reported are held directly by CT/FT Holdings LLC ("CT/FT") and may be deemed to be beneficially owned by AIM and Mr. Blavatnik, because AIM is the manager of CT/FT and Mr. Blavatnik is the controlling person of AIM. Each of the reporting persons (other than CT/FT) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F4]The securities reported are held directly by Altep 2012 L.P. ("Altep 2012") and may be deemed to be beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2012 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2012) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- [F5]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date.
- [F6]The securities were distributed to Remainder in its capacity as a beneficiary in connection with the termination of a grantor retained annuity trust.
- [F7]The securities reported are held directly by AI Entertainment Holdings LLC ("AIEH") and may be deemed to be beneficially owned by AIPH Holdings LLC ("AIPH"), Access Industries Holdings LLC ("AIH"), AI, Access Industries Management, LLC ("AIM") and Mr. Blavatnik, because AIPH is the parent of AIEH, AIH controls a majority of the outstanding voting interests in AIPH, AI controls a majority of the outstanding voting interests in AIH, AIM controls AI and AIH and Mr. Blavatnik is the controlling person of AIM and controls a majority of the outstanding voting interests in AI. Each of the reporting persons (other than AIEH) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
Documents
Issuer
Warner Music Group Corp.
CIK 0001319161
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000877116
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 7:01 PM ET
- Size
- 47.4 KB