FRIEDMAN CATHY 4
4 · Lyell Immunopharma, Inc. · Filed Dec 14, 2021
Insider Transaction Report
Form 4
FRIEDMAN CATHY
Director
Transactions
- Other
Common Stock
2021-12-14−3,765,842→ 0 total(indirect: By LLC) - Other
Common Stock
2021-12-14+218,722→ 236,370 total(indirect: By Trust)
Holdings
- 100,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Pro-rata distribution by Lyell Investors, LLC to its members.
- [F2]Received in a pro-rata distribution from Lyell Investors, LLC. The Reporting Person is a trustee of MSL FBO J DUANE & C FRIEDMAN TTEE DUANE FAMILY TRUST ("Duane Family Trust") and therefore may be deemed to share the power to direct the disposition and vote of the shares held by the Duane Family Trust. The Reporting Person disclaims beneficial ownership of all shares held by Duane Family Trust except to any pecuniary interest therein.
- [F3]The Reporting Person is a trustee of The Duane Irrevocable Trust 2020 ("Duane Irrevocable Trust") and therefore may be deemed to share the power to direct the disposition and vote of the shares held by the Duane Irrevocable Trust. The Reporting Person disclaims beneficial ownership of all shares held by Duane Irrevocable Trust except to any pecuniary interest therein.